SEC

Extracted Attributes

• Type

  Independent Federal Agency

• Purpose

  To regulate the U.S. securities markets, protect investors, oversee securities exchanges, broker-dealers, investment advisors, and other market participants, enforce federal securities laws, propose securities regulations, and oversee the securities industry.

• Full Name

  Securities and Exchange Commission

• Structure

  Headed by a bipartisan five-member commission, composed of the chair and four commissioners appointed by the president and confirmed by the U.S. Senate.

• Established

  1934-00-00

• Accountability

  Accountable to Congress

• Governing Laws

  Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, Sarbanes-Oxley Act of 2002

Timeline

• The SEC was established as an independent federal agency in the wake of the 1929 stock market crash. (Source: web_search_results)

  1934-00-00

• The SEC, led by nominee Paul Atkins and Commissioner Hester Peirce, is involved in establishing new rules for the cryptocurrency market as part of the U.S. administration's new crypto policy. (Source: related_documents)

  XXXX-XX-XX

SEC

SEC or Sec may refer to:

Web Search Results

• Securities and Exchange Commission (SEC): What It Is and How It ...

  The SEC is an independent federal agency established in 1934 to regulate the U.S. securities markets and protect investors. Created in the wake of the 1929 stock market crash, the SEC oversees securities exchanges, broker-dealers, investment advisors, and other market participants. It also enforces federal securities laws, proposes securities regulations, and oversees the securities industry, the nation's stock and options exchanges, and other electronic securities markets. [...] The Securities and Exchange Commission (SEC) is the federal agency that oversees investment offerings and financial markets. It is responsible for regulating broker-dealers, investment advisors, exchanges, and public companies to ensure that investors have accurate and transparent information. It also regulates the sale of securities, including initial public offerings. [...] The SEC is an independent federal agency headed by a bipartisan five-member commission, composed of the chair and four commissioners appointed by the president and confirmed by the U.S. Senate. The SEC is accountable to Congress and operates under the authority of federal laws that include the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Sarbanes-Oxley Act of 2002, among others. ## The Bottom Line

• SEC.gov | Home

  Image 10: U.S. Securities and Exchange Commission X Facebook Instagram RSS YouTube Email Updates [...] At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. Visit Investor.gov YOU'LL FIND: Financial tools and calculators Investing FAQs Tips to avoid investment fraud Timely investor alerts Return to top SEC homepageImage 9: U.S. Securities and Exchange Commission #### About the SEC Budget & Performance Careers Commission Votes Contact Contracts #### Transparency [...] A lock () or means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites. SEC homepageImage 4: U.S. Securities and Exchange CommissionImage 5: U.S. Securities and Exchange Commission Menu Image 6: U.S. Securities and Exchange Commission Close Search SEC.gov & EDGAR Search Search Filings ### Search Filings

• What's New - SEC.gov

  Image 8: U.S. Securities and Exchange Commission X Facebook Instagram RSS YouTube Email Updates [...] A lock () or means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites. SEC homepageImage 4: U.S. Securities and Exchange CommissionImage 5: U.S. Securities and Exchange Commission Menu Image 6: U.S. Securities and Exchange Commission Close Search SEC.gov & EDGAR Search Search Filings ### Search Filings [...] Pagination Current page 1 Page 2 Page 3 … 278 Next Last Return to top SEC homepageImage 7: U.S. Securities and Exchange Commission #### About the SEC Budget & Performance Careers Commission Votes Contact Contracts #### Transparency

• Press Releases - SEC.gov

  Image 8: U.S. Securities and Exchange Commission X Facebook Instagram RSS YouTube Email Updates [...] A lock () or means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites. SEC homepageImage 4: U.S. Securities and Exchange CommissionImage 5: U.S. Securities and Exchange Commission Menu Image 6: U.S. Securities and Exchange Commission Close Search SEC.gov & EDGAR Search Search Filings ### Search Filings [...] Pagination Current page 1 Page 2 Page 3 … 147 Next Last 1 to 25 of 3661 items Return to top SEC homepageImage 7: U.S. Securities and Exchange Commission #### About the SEC Budget & Performance Careers Commission Votes Contact Contracts #### Transparency

• SEC Definition & Meaning - Merriam-Webster

  link icon link icon link icon noun adjective # sec ## noun How to pronounce sec (audio) sec ## adjective How to pronounce sec (audio) sec ## abbreviation (1) SEC ## abbreviation (2) ## Examples of sec in a Sentence ## Word History Noun by shortening Adjective French, literally, dry — more at sack Noun 1891, in the meaning defined above Adjective 1863, in the meaning defined above ## Phrases Containing sec ## Rhymes for sec ## Browse Nearby Words ## Cite this Entry [...] “Sec.” Merriam-Webster.com Dictionary, Merriam-Webster, Accessed 25 Jul. 2025. ## Share ## Legal Definition SEC ## More from Merriam-Webster on sec Nglish: Translation of sec for Spanish Speakers Subscribe to America's largest dictionary and get thousands more definitions and advanced search—ad free! ## More from Merriam-Webster Play Quordle: Guess all four words in a limited number of tries. Each of your guesses must be a real 5-letter word. ### Can you solve 4 words at once? [...] Play Quordle: Guess all four words in a limited number of tries. Each of your guesses must be a real 5-letter word. Play Blossom: Solve today's spelling word game by finding as many words as you can using just 7 letters. Longer words score more points. Play Missing Letter: a crossword with a twist. Each of the 25 puzzle words start with a different letter of the alphabet. Which letter is missing? anagrams on a chalk board Learn a new word every day. Delivered to your inbox!

• Instance Of

  Q4167410